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AI Use Case

Detect potential insider trading through monitoring data flows

Detect potential insider trading through monitoring data flows (e.g. social media, market activity) from company insiders or close contacts.


Legal And Compliance



Risk reduction - Spot issue (eg copyright infringement),Operational Support - Issue triage

Case Studies

Nasdaq~Nasdaq purchases AI software company Sybenetix to monitor and flag unusual trader activity using AI ,Nasdaq~Nasdaq invests in AI surveillance software company Digital Reasoning to automate detection of trader misconduct,Nasdaq~Nasdaq enhances conduct surveillance to ensure compliance and transparency to achieve 250% increase in detection acuity using natural language processing and machine learning,SEC Division of Economic and Risk Analysis~The SEC's Division of Economic and Risk Analysis identifies potentially fraudulent activity through analysing regulatory filings by using machine learning and natural language processing

Potential Vendors

Digital Reasoning Systems,Digital Reasoning Systems


Financial Services

Investment Banking And Investment Services

Data Sets

Structured / Semi-structured,Text,Time series

AI Technologies

Machine Learning (ML),ML Task - Grouping - Anomaly Detection,Product Type - Natural Language Processing (NLP),Product Type - NLP - Topic Modeling,Product Type - NLP - Tonality Analysis,ML Task - Prediction - Data Translation/Transformation,ML Task - Prediction - Multi-class Classification,ML Task - Prediction - Binary Classification

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