AI Use Case
Detect potential insider trading through monitoring data flows
Detect potential insider trading through monitoring data flows (e.g. social media, market activity) from company insiders or close contacts.
Function
Legal And Compliance
Compliance
Benefits
Risk reduction - Spot issue (eg copyright infringement),Operational Support - Issue triage
Case Studies
Nasdaq~Nasdaq purchases AI software company Sybenetix to monitor and flag unusual trader activity using AI ,Nasdaq~Nasdaq invests in AI surveillance software company Digital Reasoning to automate detection of trader misconduct,Nasdaq~Nasdaq enhances conduct surveillance to ensure compliance and transparency to achieve 250% increase in detection acuity using natural language processing and machine learning,SEC Division of Economic and Risk Analysis~The SEC's Division of Economic and Risk Analysis identifies potentially fraudulent activity through analysing regulatory filings by using machine learning and natural language processing
Potential Vendors
Digital Reasoning Systems,Digital Reasoning Systems
Industry
Financial Services
Investment Banking And Investment Services
Data Sets
Structured / Semi-structured,Text,Time series
AI Technologies
Machine Learning (ML),ML Task - Grouping - Anomaly Detection,Product Type - Natural Language Processing (NLP),Product Type - NLP - Topic Modeling,Product Type - NLP - Tonality Analysis,ML Task - Prediction - Data Translation/Transformation,ML Task - Prediction - Multi-class Classification,ML Task - Prediction - Binary Classification